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Tag Archives: Securities

Perpetual Energy Inc shares plunge as Alberta Securities Commission rules in favour of its rights offering

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CALGARY – Perpetual Energy Inc.’s share price plunged more than 20 per cent Thursday after securities regulators ruled in favour the company’s planned $25 million rights offering. Lawyers for Perpetual argued at an Alberta Securities Commission hearing Tuesday and Wednesday that an application to cease trade the offering would have …

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Man nabbed in Mexico to face securities fraud charges in Alberta

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A man accused of securities fraud by the Alberta Securities Commission in 2014 has been arrested in Mexico and returned to Canada to face the charges. Kenneth Charles Fowler and another man, Douglas Wayne Schneider, were charged in January 2014 with fraud and other securities offences in the Provincial Court …

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Dundee Securities sells retail brokerage with 78 advisers and $3.5 billion in assets to Euro-Pacific

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The ranks of the independent brokerage companies are being reduced again with the news that Euro Pacific Canada has acquired Dundee Goodman Private Wealth from Dundee Securities. Upon completion of this transaction, 78 investment advisers and related support teams will move from Dundee to Euro Pacific. In all about $3.5 …

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